VALID ISO-IEC-42001-LEAD-AUDITOR EXAM CAMP | ISO-IEC-42001-LEAD-AUDITOR ACTUAL EXAM DUMPS

Valid ISO-IEC-42001-Lead-Auditor Exam Camp | ISO-IEC-42001-Lead-Auditor Actual Exam Dumps

Valid ISO-IEC-42001-Lead-Auditor Exam Camp | ISO-IEC-42001-Lead-Auditor Actual Exam Dumps

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q36-Q41):

NEW QUESTION # 36
A global bank is currently evaluating the effectiveness of its AI management system controls through an AIMS audit. Which role is being played by this company?

  • A. A certification body
  • B. An advisory body
  • C. An auditee
  • D. An accreditation body

Answer: C

Explanation:
In this context, theglobal bankis theauditee, as it is theorganization being audited. According toISO 19011:
2018 - Clause 3.12, anauditeeis "the organization being audited."
Since the bank is undergoing aninternal or external auditof its AI Management System (AIMS), it assumes the role of theentity whose AIMS is being evaluatedfor effectiveness, compliance, and performance.
* Accreditation bodyis responsible for accrediting certification bodies.
* Certification bodyconducts audits for conformity assessments.
* Advisory bodyprovides consultation but does not participate directly in audits.


NEW QUESTION # 37
Auditors use the ______ as a benchmark to determine conformity.

  • A. Audit objectives
  • B. Audit criteria
  • C. Audit feasibility
  • D. Audit plan

Answer: B

Explanation:
Audit criteriaare defined as theset of policies, procedures, or requirementsused as areference pointagainst whichaudit evidence is compared.
As perISO 19011:2018 - Clause 3.5, audit criteria are the"set of policies, procedures, or requirements used as a reference". For ISO/IEC 42001 audits, the audit criteria include therequirements of ISO/IEC
42001:2023, relevant laws, internal policies, and controls.
ThePECB Lead Auditor Guide - Domain 3further confirms that conformity assessment depends on comparing actual practices and records againstpredefined criteriato identify nonconformities or compliance.


NEW QUESTION # 38
What is one of the key objectives of conducting an audit according to ISO 19011?

  • A. Imposing penalties on non-compliant organizations
  • B. Evaluating the effectiveness of the management system
  • C. Issuing certificates of compliance
  • D. Training employees on audit techniques

Answer: B

Explanation:
Theprimary objective of an audit, as defined inISO 19011:2018 - Clause 5.1, is toevaluate the extent to which the management system conforms to planned arrangements and is effectively implemented and maintained.
Audits arenot meant to issue certificates or impose penalties- they aretools for continual improvement, helping organizations assess theperformance and effectivenessof their systems.
This aligns with the purpose of internal audits described inISO/IEC 42001:2023 - Clause 9.2, which is to verify theeffectiveness of the AIMS (Artificial Intelligence Management System).


NEW QUESTION # 39
In which step are the audit findings, including nonconformities, documented and reviewed?

  • A. Initiating the audit
  • B. Closing meeting
  • C. Audit reporting
  • D. Conducting the audit

Answer: C

Explanation:
TheAudit Reportingstep involves the formaldocumentation of audit findings, including:
* Nonconformities
* Observations
* Opportunities for improvement
* Conformity conclusions
According toISO 19011:2018 - Clause 6.6.1, and reflected inISO/IEC 42001:2023 - Clause 9.2.2, theaudit report must be reviewed and finalizedafter the audit activities are complete and include verified evidence of all findings.
ThePECB Lead Auditor Guide - Domain 6emphasizes that the audit report is thefinal outputof the audit process and includes all findings that were identified and reviewed during the audit lifecycle.


NEW QUESTION # 40
A company develops an AI-based health monitoring system that provides insights and recommendations to users. However, users have reported that they do not understand how the system arrives at its recommendations. Which core element should the company enhance to improve user trust and understanding?

  • A. Transparency and Explainability
  • B. Safety and Reliability
  • C. Human-Centered Design
  • D. Fairness and Non-Discrimination

Answer: A

Explanation:
The issue in this case revolves aroundusers not understanding the reasoning or logicbehind the AI- generated recommendations. The relevant core element isTransparency and Explainability.
According toISO/IEC 42001:2023 - Clause 6.1.2 and Clause 8.2.3, transparency refers to theclarity of processes, decisions, and data use, while explainability focuses on makingAI system outputs understandableto human users.
ThePECB Lead Auditor Guideidentifies this as a key factor in buildingtrust, usability, and ethical AI adoption, especially insensitive domainslike healthcare.


NEW QUESTION # 41
......

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